Saturday, November 14, 2015

17. LITERARY CONVENTIONS AND LITERARY FORMS


[Editor’s note: The term “conjunctive narrative” means simply “a narrative that proceeds chronologically from one point in time to the next point in time."]

    I am awed by the ingenuity of the authors of the texts which gave form and direction to the western literary tradition.  The challenge faced by the authors of the Babylonian epics in the second millennium, BCE, dramatizes the point at issue here.

     Face-to-face communications in orally transmitted cultures were supplemented by a host of tacit clues which aided the consensual validation needed to ensure successful communications.  The most obvious tacit clues can be easily identified:  Shared life-histories, a participative existence, concrete occasions, facial expressions, tones of voice, gestures, and a hidden need for consensual validation.

    The Babylonian epics are among the earliest preserved instances of the passage from orality to literacy as the foundation of culture.  They encode an intriguing revision of traditional myths designed to validate practices conducive to survival to acts of deities in a timeless past.  In effect, these epics traced practices conducive to the preservation of the prevailing culture to acts of heroes and heroines in an equally timeless past.  To accomplish this revision, their authors had to invent literary conventions to supply for the absence of the tacit clues which supplement oral-aural exchanges.  Today, since we take the functioning of literary conventions for granted, it is almost impossible to identify explicitly the conventions involved in their projection of an empty literary space between the domain of capricious deities and a realm of natural forces as the place where human culture and agency might flourish.  But these conventions remain foundational in the narrative strand in the western literary tradition.

    To appreciate the way that literary conventions focused inquiries in that tradition, imagine the anxiety of authorship on the part of authors who hoped to guide and even govern the reading of texts projecting an original vision or promoting an unfamiliar agenda.  The anxiety can be captured in a simple question:  Will the literary conventions I invent function as effective replacements for the tacit clues inherent in oral-aural exchanges?  To diminish this anxiety, authors who dialogued with texts of their literary predecessors implicitly appropriated literary conventions which freed them from the need to invent such conventions out of nothing.  (NB:  Students experience this anxiety of authorship when they do not know what conventions an instructor will use in grading a written assignment.)

    In the first millennium, BCE, a host of literary conventions were dictated by the invention of alphabetical writing.  As I note elsewhere, myths were conjunctive narratives which implied that the deities acted arbitrarily and capriciously.  Alphabetical writing generated continuous prose which, in turn, required that the gaps between events in conjunctive narratives be bridged by accounts of interventions of deities at assignable places and times, of human motivation, or the operation of natural forces. 

     In this millennium, as the anxiety of authorship and the issue of authority coalesced, authors of original compositions wove literary conventions into distinctive literary forms.  On the one hand, they forged these forms because they generated fruitful inquiries designed to address the concerns of prevailing cultures;  on the other, they provided an arena in which authors vied with one another for the mantle of authority over interpretations of the texts of their predecessors and over projects designed to effect a future state of affairs different from the present.

     To illustrate the point at issue, I note the different concerns which validated the literary form of the autonomous text and the literary form of the prose narrative.  The former governs dialogue among philosophers (and, through them, theologians and scientists) to this day.  Paradoxically, it is also invoked, unwittingly, by fundamentalist Christians who proclaim the inerrancy of the Scriptures and pretend that they read this sprawling text literally.  In its purest form, it interweaves conventions derived from (1) the interrogatory stance inherent in the interiorization of literacy, (2) the rule of a metaphorical One designed to prevent the threat of endless questioning, (3) the rule of the principle of logical identity in Logic, the language about language, (4) metaphysical systems which depict reality as a bounded system, (5) Aristotle's correspondence theory of reality which promises that a language of clear and distinct ideas incorporated in a consistent, coherent, comprehensive and closed system can present a finite reality transparently, in depth and detail, (6) that this language can be inscribed in an autonomous (changeless and enduring) text, and (7) that, as a coherent whole, this text would be self-interpreting and, as a transparent presentation of reality, it would be self-referential.


    To hold these conventions together, the philosophical tradition espoused, as its god-term, a conception which depicted "reason" as a detached, disinterested, dispassionate, god-like perspective on language, experience and reality.  In so doing, it assumed that inquiries governed by reason could provide certain knowledge and definitive moral judgments.

    In marked contrast, the Hebrew literary tradition forged a distinctive literary form, the prose narrative, because this literary form, and this form alone, enabled honest searchers to use stories to process intensely personal experiences shared by newly self-conscious individuals.  The stories which formulated the concerns and issues addressed by later storytellers were composed in the tenth century, BCE.  In them, the Yahwist and the Elohist offered distinguishable accounts of the entry of an incomprehensible God into human history at assignable places and times in words addressed to unique individuals.  As the tradition evolved, the literary conventions inscribed in their stories generated inquiries designed to discern the activity of this deity hidden in events in the lives of individuals and to offer definitions of Israel's positive and distinctive identity as this God's Chosen People.

    During the Babylonian Exile, scribes (redactors) stitched together stories written over the course of four centuries and supplemented this sprawling text with psalms, dramas and the recorded utterances of Israel's great prophets.  To lend coherence to the whole, they forged a literary form with a narrative structure whose workings differ dramatically from the workings of the structure which supports the abstract conception of an autonomous text, and they filled the hollow center of that structure with fictive narrative voices rather than a fictive voice of reason.

    Earlier, I identified some of the sources of the literary conventions which disguised the will to power at the core of the pretense that reason spoke in a voice of authority.  Here, to dramatize the difference between a narrative voice and a voice of authority, I merely note (1) that conventions designed to endow reason with the power to compel assent and consent to its judgments were designed to nullify the threat of endless questioning inherent in the interiorization of literacy as an interrogatory stance and (2) that the stories of the Yahwist, in particular, explored the significance of an eruptive self-consciousness rather than an interiorized interrogatory stance.

    The Yahwist's story of Adam and Eve reveals the role of a narrative voice in a story which gave form and direction to a series of stories designed to process Israel's historical experience over the course of the next four centuries.  (Note well:  Any reader who respects details in the story must recognize that it cannot be read as history or theology.  And Alter* suggests that the Yahwist was more interested in articulating the mystery of human freedom than in Yahweh.

            *One of JJ’s favorite authors

    In that vein, I read the story as an effort to articulate the felt experience of a literate readership at a time when literacy was displacing orality as the foundation of culture in Israel.  From this perspective, Yahweh is the voice of orality's resistance to the questioning evoked by the detachment inherent in literacy.  The story, then, addresses issues of origin raised by emerging distinctions among past, present and future.  In this regard, the narrator implanted in the story speaks as a detached observer who was present at the event, privy to Yahweh's inner monologues, aware of Adam's loneliness in an existence centered in a power-structure, and sympathetic to Eve's desire for wisdom.

    Since the disembodied voice which tells the story speaks as a quasi-omniscient narrator, Christians have often read the story as history rather than literature.  In this vein, Augustine's reading of the story of Adam and Eve as the history of an original sin must assume that a single transgression severed a natural relationship between Creator and creatures and disrupted the entire natural order.  But the narrative structure of the story subverts any pretense that the story can be read as history or literally in the simplest possible way.  In short, a narrative structure guarantees that any story can be re-told in ways that take the story back to a different point of origin, attribute different motivations to characters in the story, add characters ignored by the story, and suggest different consequences.  And such retelling can raise significant questions concerning the interpretation anyone might seek to impose on the original story.

    Since the narrative voice is itself a literary construct, storytellers can fill its hollow center with the range of voices heard in everyday conversations.  As an obvious example, Jane Austin's Pride and Prejudice is narrated by a voice whose understated irony is every bit as penetrating as the voice of irony honed by Nietzsche.  And since I find that reading the Scriptures as literature is more fruitful than any alternative, I merely note that contemporary novelists utilize fictive voices which speak as unreliable narrators, playful critics, literary virtuosos, didactic pedants, champions of Nihilism, and the like.  In short, they fashion narrative voices which speak in the myriad ways that flawed individuals converse with one another.

    To conclude:  In everyday arguments and in the polemically structured dialogues which constitute the philosophical and theological traditions, authors pretend to tell the authorized version of an historical event.  Quite obviously, there are no authorized versions.

    (Since this entry has already violated my hope of speaking succinctly, I hope to return with an analysis of the workings of the literary conventions encoded in the two literary forms forged by Nietzsche, the Archaeology of Knowledge and the Genealogy of Morals.)

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